The Personal Investment Management & Financial Advice Association (PIMFA)

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PIMFA Blog

Read the latest PIMFA thoughts and opinions in our regular blog here.

The UK’s transition to T+1 settlement is a significant undertaking which aims to benefit investors, financial markets and the economy.
Published: February 19, 2025
Author: Nigel Ross-Scott
The recent Financial Conduct Authority (FCA) consultation on implementing the Sustainability Disclosure Requirement (SDR) rules for Portfolio Management has shown that the devil is not only in the detail, but…
Published: August 8, 2024
Author: Nigel Ross-Scott
The PIMFA report – ‘A Little More Personalisation’ shows that a significant majority of non-investors said they probably, or definitely, would not start investing within the next 12 months.
Published: November 19, 2023
Author: Nigel Ross-Scott
This blog looks to dive deeper into the results of two survey reports based on our membership’s ESG sentiment published in early 2023 by PIMFA and Alpha FMC, particularly as…
Published: October 27, 2023
Author: Nigel Ross-Scott
There are many ways in which our industry, speaking with one unified voice, has achieved reform, changes to legislation and regulation, promote our sector as a great place to work,…
Published: May 25, 2023
Author: Nigel Ross-Scott
The term 'vulnerable customer' is peppered throughout the FCA's Consumer Duty policy statement and finalised guidance. This is no surprise as the FCA have been focusing on vulnerable customers for…
Published: April 14, 2023
Author: Nigel Ross-Scott
Whilst the PRIIPs road was paved with good intentions, PIMFA has been critical of it since it came into effect and has welcomed the decision by the Government to replace the regime,…
Published: March 22, 2023
Author: Nigel Ross-Scott
There are some 15.6mn UK adults with investible assets of £10,000 or more who are not investing. Whilst one of the major drivers of this disconnect is the cost of…
Published: November 30, 2022
Author: Nigel Ross-Scott
As a follow-up to our inaugural Diversity & Inclusion Awards last year, PIMFA, in conjunction with Cicero/AMO, created two reports to support firms in improving diversity and inclusion across the…
Published: August 30, 2022
Author: Nigel Ross-Scott
We broadly welcome the expanded final guidance and are pleased with the clarity provided on what firms ‘must’, ‘should’ and ‘could’ do to meet the rules, though we note that…
Published: August 12, 2022
Author: Nigel Ross-Scott
With the release of their second consultation, the FCA is pushing ahead with its new Consumer Duty, describing it as a 'reset' and a 'fundamental shift in industry mindset'. Firms…
Published: April 6, 2022
Author: Nigel Ross-Scott